SEC Form 4 · accession 0001179110-18-002732
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Baker Jr.
Officer — Chairman and CEO · Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | A | 35,891 | $0.00 | A | 481,338 | D | |
| Common Stock | holding | — | — | — | 14,385 | I | By Wife | |
| Common StockF1 | holding | — | — | — | 72,850 | I | By Julie M. Baker 2012 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 72,500 | I | By Douglas M. Baker, Jr. 2012 Irrevocable Trust | |
| Common StockF2 | holding | — | — | — | 5,536 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gifts by the reporting person's wife in the amounts of 71,900 shares and 1,950 shares of the issuer's common stock to the Julie M. Baker 2012 Irrevocable Trust were previously reported by the reporting person, however, the trust's holdings were omitted from the reports filed by the reporting person with respect to such gifts.
- F2Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2018. Includes 16.275 UNITS acquired since the reporting person's last report. (The 5,536.195 UNITS are the equivalent of approximately 10,178 SHARES of the issuer's Common Stock.)