SEC Form 5 · accession 0001179110-18-001103
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Douglas M Baker Jr.
Officer — Chairman and CEO · Director
Period of report
Dec 31, 2017
Accepted (ET)
Jan 26, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | G | 18,000 | $0.00 | D | 445,447 | D | |
| Common Stock | holding | — | — | — | 14,385 | I | By Wife | |
| Common Stock | holding | — | — | — | 72,500 | I | By Douglas M. Baker, Jr. 2012 Irrevocable Trust | |
| Common StockF1 | holding | — | — | — | 5,520 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of December 31, 2017. (The 5,519.92 UNITS are the equivalent of approximately 10,151 SHARES of the issuer's Common Stock.)