SEC Form 4 · accession 0001179110-17-010062
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David MacLennan
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2017 | G | 750 | $0.00 | D | 1,126 | D | |
| Common StockF1 | Jun 27, 2017 | G | 750 | $0.00 | A | 1,550 | I | By Kathleen MacLennan Trust u/a dated 11/02/2002 |
| Common StockF2 | Jun 30, 2017 | A | 189 | $0.00 | A | 1,318 | D | |
| Common Stock | holding | — | — | — | 435 | I | By Everett W. MacLennan Irrevocable Trust | |
| Common Stock | holding | — | — | — | 4,500 | I | By David W. MacLennan 2011 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 27, 2017, 750 shares of Ecolab common stock that were previously reported as being held by the David W. MacLennan 2015 GRAT were distributed by the GRAT to the reporting person in the form of an annuity payment and were then gifted on June 27, 2017 by the reporting person to the Kathleen MacLennan Revocable Trust u/a dated 11/07/2002.
- F2Includes 2.74 shares acquired under a dividend reinvestment feature of the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan.