SEC Form 4 · accession 0001179110-17-003172
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Handley
Officer — President and COO
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | A | 9,470 | $0.00 | A | 17,232 | D | |
| Common Stock | Feb 22, 2017 | F | 3,402 | $122.89 | D | 13,830 | D | |
| Common Stock | holding | — | — | — | 27,675 | I | By 2015 GRAT | |
| Common Stock | holding | — | — | — | 75,556 | I | By 2016 GRAT | |
| Common Stock | holding | — | — | — | 717 | I | By child #1 trust | |
| Common Stock | holding | — | — | — | 717 | I | By child #2 trust | |
| Common StockF2 | holding | — | — | — | 556 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.
- F2Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2017. Includes 1.703 UNITS acquired since the reporting person's last report. (The 556.470 UNITS are the equivalent of approximately 1,025 SHARES of the issuer's Common Stock.)