SEC Form 4 · accession 0001179110-17-003156
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christophe Beck
Officer — EVP & Pres-Global Water
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | A | 5,682 | $0.00 | A | 23,357 | D | |
| Common Stock | Feb 22, 2017 | F | 1,938 | $122.89 | D | 21,419 | D | |
| Common StockF2 | holding | — | — | — | 1,102 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.
- F2Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of January 31, 2017. Includes 3.367 UNITS acquired since the reporting person's last report. (The 1,102.096 UNITS are the equivalent of approximately 2,031 SHARES of the issuer's Common Stock.)