SEC Form 4 · accession 0001179110-16-028861
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Baker Jr.
Officer — Chairman and CEO · Director
Period of report
Aug 19, 2016
Accepted (ET)
Aug 19, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | G | 407 | $0.00 | D | 456,349 | D | |
| Common StockF1 | Aug 19, 2016 | S | 25,800 | $122.4126 | D | 430,549 | D | |
| Common Stock | holding | — | — | — | 19,215 | I | By Wife | |
| Common Stock | holding | — | — | — | 72,500 | I | By Douglas M. Baker, Jr. Irrevocable Trust | |
| Common StockF2 | holding | — | — | — | 5,440 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $122.03 to $122.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of July 31, 2016. The 5,440.315 UNITS are the equivalent of approximately 10,030 SHARES of the issuer's Common Stock.