SEC Form 4 · accession 0001179110-16-022350
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel W Johnson
Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 29, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | G | 4,260 | $0.00 | D | 5,302 | I | By Elizabeth Johnson GRAT I |
| Common Stock | Feb 17, 2016 | G | 4,260 | $0.00 | A | 70,748 | D | |
| Common Stock | Feb 17, 2016 | G | 4,260 | $0.00 | D | 5,302 | I | By Joel Johnson GRAT I |
| Common Stock | Feb 17, 2016 | G | 4,260 | $0.00 | A | 75,008 | D | |
| Common Stock | Mar 28, 2016 | M | 4,800 | $37.905 | A | 79,808 | D | |
| Common Stock | Mar 28, 2016 | F | 1,647 | $110.405 | D | 78,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy) | $37.905 | Mar 28, 2016 | M | 4,800 | D | May 12, 2006 | May 12, 2016 | Common Stock | 4,800 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.