SEC Form 4 · accession 0001179110-16-022247
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Lumpkins
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2016 | M | 4,800 | $37.905 | A | 50,369 | D | |
| Common Stock | Mar 24, 2016 | F | 1,656 | $109.84 | D | 48,713 | D | |
| Common Stock | holding | — | — | — | 28,858 | I | By grantor retained annuity trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy) | $37.905 | Mar 24, 2016 | M | 4,800 | D | May 12, 2006 | May 12, 2016 | Common Stock | 4,800 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.