SEC Form 4 · accession 0001179110-15-016798
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Handley
Officer — President and COO
Period of report
Dec 10, 2015
Accepted (ET)
Dec 30, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | G | 571 | $0.00 | D | 26,740 | D | |
| Common Stock | holding | — | — | — | 19,177 | I | By GRAT No. 1 | |
| Common Stock | holding | — | — | — | 51,775 | I | By GRAT No. 2 | |
| Common StockF1 | holding | — | — | — | 548 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2015. (The 548.044 UNITS are the equivalent of approximately 1,011 SHARES of the issuer's Common Stock.)