SEC Form 4 · accession 0001179110-15-016144
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Baker Jr.
Officer — Chairman and CEO · Director
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2015 | G | 16,970 | $0.00 | D | 355,588 | D | |
| Common Stock | holding | — | — | — | 19,215 | I | By Wife | |
| Common Stock | holding | — | — | — | 72,500 | I | By Douglas M. Baker, Jr. 2012 Irrevocable Trust | |
| Common StockF1 | holding | — | — | — | 5,390 | I | By Ecolab Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of November 30, 2015. (The 5,390.02 UNITS are the equivalent of approximately 9,945 SHARES of the issuer's Common Stock.)