SEC Form 4 · accession 0001179110-15-006399
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel W Johnson
Director
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | M | 5,600 | $32.57 | A | 67,627 | D | |
| Common Stock | Apr 15, 2015 | F | 1,561 | $116.78 | D | 66,066 | D | |
| Common Stock | holding | — | — | — | 9,562 | I | By Elizabeth Johnson GRAT I | |
| Common Stock | holding | — | — | — | 9,562 | I | By Joel Johnson GRAT I |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.57 | Apr 15, 2015 | M | 5,600 | D | May 6, 2005 | May 6, 2015 | Common Stock | 5,600 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.