SEC Form 4 · accession 0001179110-15-005295
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Lumpkins
Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 5,600 | $32.57 | A | 35,755 | D | |
| Common Stock | Mar 19, 2015 | F | 1,587 | $114.92 | D | 34,168 | D | |
| Common Stock | holding | — | — | — | 37,891 | I | By grantor retained annuity trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $32.57 | Mar 19, 2015 | M | 5,600 | D | May 6, 2005 | May 6, 2015 | Common Stock | 5,600 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of the exercise price for a stock option issued in accordance with Rule 16b-3 by delivering or withholding shares of Ecolab common stock.