SEC Form 4 · accession 0001104659-18-018418
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 8:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2018 | P | 15,552 | $137.2626 | A | 30,209,607 | I | by Casacde Investment, L.L.C. |
| Common StockF2 | Mar 14, 2018 | P | 98,216 | $136.8334 | A | 30,307,823 | I | by Casacde Investment, L.L.C. |
| Common StockF3 | Mar 15, 2018 | P | 301,931 | $136.6253 | A | 30,609,754 | I | by Casacde Investment, L.L.C. |
| Common StockF4 | Mar 16, 2018 | P | 32,300 | $137.9351 | A | 30,642,054 | I | by Casacde Investment, L.L.C. |
| Common StockF5 | Mar 16, 2018 | P | 43,500 | $137.2272 | A | 30,685,554 | I | by Casacde Investment, L.L.C. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $137.2000 to $137.3200. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $136.2000 to $137.1950. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $136.1800 to $136.8500. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $137.7100 to $138.0800. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $136.7100 to $137.7050. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.