SEC Form 4 · accession 0001104659-18-017529
ECOLAB INC. · ECL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 12, 2018
Accepted (ET)
Mar 14, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2018 | P | 20,540 | $136.9232 | A | 29,845,595 | I | by Casacde Investment, L.L.C. |
| Common StockF2 | Mar 12, 2018 | P | 79,460 | $135.8657 | A | 29,925,055 | I | by Casacde Investment, L.L.C. |
| Common StockF3 | Mar 13, 2018 | P | 23,788 | $137.2432 | A | 29,948,843 | I | by Casacde Investment, L.L.C. |
| Common StockF4 | Mar 13, 2018 | P | 245,212 | $136.6484 | A | 30,194,055 | I | by Casacde Investment, L.L.C. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $136.6000 to $137.2100. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $135.5850 to $136.5700. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $137.1700 to $137.2650. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $136.1700 to $137.1600. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.