SEC Form 4 · accession 0001140361-17-004695
FIRST BUSEY CORP /NV/ · BUSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Lykins
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 7, 2017 · 9:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | A | 147 | $0.00 | A | 212,736 | D | |
| Common StockF2 | Dec 31, 2016 | A | 28 | $0.00 | A | 3,853 | I | ESPP |
| Common Stock | holding | — | — | — | 111 | I | ESOP Plan | |
| Common Stock | holding | — | — | — | 467 | I | IRA | |
| Common Stock | holding | — | — | — | 2,239 | I | Margo Lykins/IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $22.59 | holding | — | — | — | Jun 1, 2010 | Jun 30, 2019 | Stock Option | 2,500 | 2,500 | D |
| Common Stock | $13.47 | holding | — | — | — | Jun 1, 2011 | Jun 1, 2020 | Stock Option | 2,500 | 2,500 | D |
Explanation of responses
- F1Represents dividend equivalent rights accrued on Restricted Stock Units in conjunction with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.
- F2Reflects 28 accumulated dividend reinvestment shares through the Company Employee Stock Purchase Plan since the Reporting Person's most recent ownership report.