SEC Form 4 · accession 0001140361-16-084027
FIRST BUSEY CORP /NV/ · BUSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Van A Dukeman
Officer — President & CEO · Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 31, 2016 · 1:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | A | 522 | $0.00 | A | 139,409 | D | |
| Common StockF2 | Sep 30, 2016 | P$0 | 146 | $0.00 | A | 4,189 | I | Employee Stock Purchase Plan |
| Common Stock | holding | — | — | — | 10,500 | I | 401(k) & Profit Sharing Plan | |
| Common Stock | holding | — | — | — | 236 | I | ESOP Plan | |
| Common Stock | holding | — | — | — | 17,909 | I | Van A. Dukeman, IRA'S | |
| Common Stock | holding | — | — | — | 2,201 | I | Spouse/IRA | |
| Common Stock | holding | — | — | — | 46,147 | I | Joint Custody Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights accrued on Restricted Stock Units in conjunction with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.
- F2Reflects purchase of 146 shares and 30 accumulated dividend reinvestment shares through the Company Employee Stock Purchase Plan since the Reporting Person's most recent ownership report.