SEC Form 4 · accession 0001140361-15-039375
FIRST BUSEY CORP /NV/ · BUSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard F Mooney
Officer — President & CEO FirsTech, Inc.
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 9:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Oct 30, 2015 | A | 195 | $0.00 | A | 28,301 | D | |
| Common StockF2,F3 | Sep 30, 2015 | P$0 | 71 | $0.00 | A | 354 | I | Employee Stock Purchase Plan |
| Common StockF3 | holding | — | — | — | 2,590 | I | IRA | |
| Common StockF3 | holding | — | — | — | 210 | I | ESOP | |
| Common StockF3 | holding | — | — | — | 477 | I | Profit Sharing/401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $58.23 | holding | — | — | — | Feb 22, 2006 | Feb 21, 2016 | Stock Option | 2,066 | 2,066 | D |
Explanation of responses
- F1Represents dividend eqivalent rights accrued on Restricted Stock Units in conjuncation with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.
- F2Represents purchase of 71 shares through the Company Employee Stock Purchase Plan since the Reporting Person's most recent ownership report.
- F3On September 8, 2015, First Busey Corporation put in place a one-for-three reverse stock split, resulting in the reporting person's reduction in ownership of shares of common stock.