SEC Form 4 · accession 0001140361-15-039373
FIRST BUSEY CORP /NV/ · BUSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara J Harrington
Officer — EVP & Chief Risk Officer
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 9:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Oct 30, 2015 | A | 189 | $0.00 | A | 33,622 | D | |
| Common StockF2,F3 | Sep 30, 2015 | P$0 | 96 | $0.00 | A | 673 | I | Employee Stock Purchase Plan |
| Common StockF3 | holding | — | — | — | 3,913 | I | 401(k) & P/S | |
| Common StockF3 | holding | — | — | — | 2,223 | I | ESOP Plan | |
| Common StockF3 | holding | — | — | — | 1,499 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend eqivalent rights accrued on Restricted Stock Units in conjuncation with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.
- F2Reflects the purchase of 96 shares through the Company Employee Stock Purchase Plan since the Reporting Person's most recent ownership report.
- F3On September 8, 2015, First Busey Corporation put in place a one-for-three reverse stock split, resulting in the reporting person's reduction in ownership of shares of common stock.