SEC Form 4 · accession 0001140361-15-039368
FIRST BUSEY CORP /NV/ · BUSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George T Shapland
Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 9:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 30, 2015 | A | 37 | $0.00 | A | 351,054 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $51.36 | holding | — | — | — | May 1, 2009 | Dec 15, 2015 | Stock Option | 2,500 | 2,500 | D |
| Common StockF2 | $58.23 | holding | — | — | — | Aug 1, 2007 | Feb 21, 2016 | Stock Option | 2,583 | 2,583 | D |
| Common StockF2 | $58.05 | holding | — | — | — | Aug 1, 2007 | Jul 17, 2017 | Stock Option | 1,550 | 1,550 | D |
| Common StockF2 | $22.59 | holding | — | — | — | Jun 1, 2010 | Jun 30, 2019 | Stock Option | 2,500 | 2,500 | D |
| Common StockF2 | $13.47 | holding | — | — | — | Jun 1, 2011 | Jun 1, 2020 | Stock Option | 2,500 | 2,500 | D |
Explanation of responses
- F1Represents dividend equivalent rights accrued on Restricted Stock Units in conjunction with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.
- F2On September 8, 2015, First Busey Corporation put in place a one-for-three reverse stock split, resulting in the reporting person's reduction in ownership of shares of common stock.