SEC Form 4 · accession 0001140361-15-029384
FIRST BUSEY CORP /NV/ · BUSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Phillips Knox
Director
Period of report
Jul 31, 2015
Accepted (ET)
Jul 31, 2015 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2015 | A | 105 | $0.00 | A | 13,519 | D | |
| Common Stock | holding | — | — | — | 226,956 | I | E. Phillips Knox, Trustee, E. Phillips Knox Trust 01/22/1996 | |
| Common Stock | holding | — | — | — | 102,500 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $19.55 | holding | — | — | — | Jan 15, 2008 | Dec 15, 2015 | Stock Option | 4,500 | 4,500 | D |
| Common Stock | $17.12 | holding | — | — | — | May 1, 2009 | Dec 15, 2015 | Stock Option | 7,500 | 7,500 | D |
| Common Stock | $7.53 | holding | — | — | — | Jun 1, 2010 | Jun 30, 2019 | Stock Option | 7,500 | 7,500 | D |
| Common Stock | $4.49 | holding | — | — | — | Jun 1, 2011 | Jun 1, 2020 | Stock Option | 7,500 | 7,500 | D |
Explanation of responses
- F1Represents dividend equivalent rights accrued on Restricted Stock Units in conjunction with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.