SEC Form 4 · accession 0001140361-15-017518
FIRST BUSEY CORP /NV/ · BUSE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Lykins
Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 8:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314489
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | A | 304 | $0.00 | A | 603,132 | D | |
| Common StockF2 | Mar 31, 2015 | P$0 | 3,868 | $0.00 | A | 7,412 | I | Employee Stock Purchase Plan |
| Common Stock | holding | — | — | — | 333 | I | ESOP Plan | |
| Common Stock | holding | — | — | — | 1,401 | I | IRA | |
| Common Stock | holding | — | — | — | 6,718 | I | Margo Lykins/IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $17.12 | holding | — | — | — | May 1, 2009 | Dec 15, 2015 | Stock Option | 7,500 | 7,500 | D |
| Common Stock | $19.41 | holding | — | — | — | Aug 1, 2007 | Feb 21, 2016 | Stock Option | 7,750 | 7,750 | D |
| Common Stock | $7.53 | holding | — | — | — | Jun 1, 2010 | Jun 30, 2019 | Stock Option | 7,500 | 7,500 | D |
| Common Stock | $4.49 | holding | — | — | — | Jun 1, 2011 | Jun 1, 2020 | Stock Option | 7,500 | 7,500 | D |
Explanation of responses
- F1Represents dividend equivalent rights accrued on Restricted Stock Units in conjunction with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.
- F2Reflects purchase of 3,840 shares and 28 accumulated dividend reinvestment shares through the Company Employee Stock Purchase Plan since the Reporting Person's most recent ownership report.