SEC Form 3 · accession 0001665889-16-000001
TOMI Environmental Solutions, Inc. · TOMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Jennings
Officer — Chief Financial Officer
Period of report
Feb 1, 2016
Accepted (ET)
Feb 4, 2016 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 112,145 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Option | $0.30 | holding | — | — | — | Oct 1, 2014 | Oct 1, 2019 | Common Stock | 300,000 | — | D |
| Common Stock Purchase Option | $0.55 | holding | — | — | — | Jan 27, 2016 | Jan 27, 2021 | Common Stock | 100,000 | — | D |