SEC Form 3 · accession 0001170022-18-000002
TOMI Environmental Solutions, Inc. · TOMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elissa Jessica Shane
Officer — Chief Operating Officer
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,891,310 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Options | $0.12 | holding | — | — | — | Jan 5, 2018 | Jan 5, 2023 | Common Stock | 100,000 | — | D |