SEC Form 4 · accession 0001170022-17-000001
TOMI Environmental Solutions, Inc. · TOMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dr. Halden Stuart Shane
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 30, 2016
Accepted (ET)
Jan 3, 2017 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314227
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrants | $0.27 | Dec 30, 2016 | A | 250,000 | A | Dec 30, 2016 | Dec 30, 2021 | Common Stock | 250,000 | 7,500,000 | D |