SEC Form 4 · accession 0001170022-16-000019
TOMI Environmental Solutions, Inc. · TOMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dr. Halden Stuart Shane
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 9:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314227
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrants | $0.32 | Oct 3, 2016 | A | 250,000 | A | Sep 30, 2016 | Sep 30, 2021 | Common Stock | 250,000 | 7,250,000 | D |