SEC Form 3 · accession 0001140361-18-003008
TOMI Environmental Solutions, Inc. · TOMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sok Huy Lau
10% Owner
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 9:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 17,361,111 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
(1) The Reporting Person received the shares reported herein following the transfer of such shares (the "Shares") by Environmental Solutions Holding Pte. Ltd. of whom the Reporting Person is the sole director and shareholder. The transfer was made solely for the purpose of re-registering the Shares under Ms. Huy's name.