SEC Form 4 · accession 0001140361-18-003001
TOMI Environmental Solutions, Inc. · TOMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 9:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2018 | J | 17,361,111 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person transferred the shares reported herein (the "Shares") to Ms. Lau Sok Huy, who is the sole director and shareholder of the Reporting Person and the beneficial owner of the Shares prior to the transfer. The transfer was made solely for the purpose of re-registering the Shares under Ms. Huy's name.