SEC Form 4 · accession 0001140361-17-029761
TOMI Environmental Solutions, Inc. · TOMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arise Asset Management Pte Ltd
10% Owner
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 9:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314227
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | S$0 | 17,361,111 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a loan agreement (the "Loan Agreement") between the Reporting Person and the lender, the Reporting Person transfer or sold the shares to the lender as payment in full of $8,000,000 of total outstanding balance due under the Loan Agreement.