SEC Form 4/A · accession 0001090897-16-000005
TOMI Environmental Solutions, Inc. · TOMZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dr. Halden Stuart Shane
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 6, 2016
Accepted (ET)
Apr 7, 2016 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314227
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase WarrantsF1 | $0.50 | Apr 6, 2016 | A | 250,000 | A | Mar 31, 2016 | Mar 31, 2021 | Common Stock | 250,000 | 6,750,000 | D |
Explanation of responses
- F1* Total incorrectly reported on original Form 4 as 5,250,000.