SEC Form 4 · accession 0001179110-16-029452
McEwen Inc. · MUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xavier Ochoa
Officer — Chief Operating Officer
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314203
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.14 | Sep 6, 2016 | A | 300,000 | A | — | Sep 6, 2021 | Common Stock | 300,000 | 300,000 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on September 6, 2017, so long as the reporting person remains an employee or consultant of the issuer.