SEC Form 4 · accession 0001179110-16-026658
McEwen Inc. · MUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Alexander Faust
Officer — Chief Operating Officer
Period of report
Jun 16, 2016
Accepted (ET)
Jun 20, 2016 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314203
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2016 | M | 150,000 | $2.25 | A | 150,400 | D | |
| Common Stock | Jun 16, 2016 | S | 94,200 | $3.56 | D | 56,200 | D | |
| Common Stock | Jun 17, 2016 | S | 55,800 | $3.40 | D | 400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.25 | Jun 16, 2016 | M | 150,000 | D | — | May 21, 2018 | Common Stock | 150,000 | 0 | D |
Explanation of responses
- F1The option vested in three equal annual installments beginning May 21, 2014.