SEC Form 4 · accession 0001104659-17-058786
McEwen Inc. · MUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sylvain Guerard
Officer — SVP, Exploration
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 11:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000314203
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2017 | P$0 | 11,000 | — | A | 11,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant (Right to Buy)F1 | $2.70 | Sep 22, 2017 | P | 5,500 | A | Sep 22, 2017 | Sep 28, 2018 | Common Stock | 5,500 | 5,500 | D |
Explanation of responses
- F1The reported securities were sold as one (1) share of common stock and one-half (1/2) common stock purchase warrant to acquire one-half (1/2) share of common stock (collectively, each share of common stock and the accompanying one-half common stock purchase warrant is referred to as a "Security"). Each Security was sold for $2.25.