SEC Form 4 · accession 0001213693-16-000005
HARDINGE INC · HDNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell I Quain
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000313716
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 46,808 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitF2 | — | Apr 1, 2016 | A | 1,905 | A | — | — | Common Stock | 1,905 | 4,573 | D |
Explanation of responses
- F1Includes 69.27 shares acquired under the Hardinge Inc. Dividend Reinvestment Plan since the reporting person's last filed beneficial ownership report.
- F2Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.