SEC Form 4 · accession 0001182721-16-000009
HARDINGE INC · HDNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Lepofsky
Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 15, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000313716
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2016 | S | 4,298 | $9.84 | D | 21,848 | D | |
| Common StockF2,F3 | Jun 14, 2016 | S | 16,569 | $9.338 | D | 5,329 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold in multiple trades at prices ranging from $9.45 to $9.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer, or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transaction was effected.
- F2The shares were sold in multiple trades at prices ranging from $9.26 to $9.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer, or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transaction was effected.
- F3Includes 49.7 shares acquired under the Hardinge Inc. Dividend Reinvestment Plan on June 14, 2016.