SEC Form 4 · accession 0001127337-16-000005
HARDINGE INC · HDNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Simons
Officer — President & CEO · Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000313716
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | M | 33,000 | $3.84 | A | 87,096 | D | |
| Common Stock | Dec 12, 2016 | F | 22,108 | $11.30 | D | 64,988 | D | |
| Common Stock | holding | — | — | — | 493 | I | Qualified Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.84 | Dec 12, 2016 | M | 33,000 | D | — | Dec 7, 2018 | Common Stock | 33,000 | 0 | D |
Explanation of responses
- F1The options became exercisable in three equal installments on December 8, 2009, December 8, 2010, and December 8, 2011.