SEC Form 4 · accession 0000313716-18-000063
HARDINGE INC · HDNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Levenson
Director
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000313716
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | May 25, 2018 | J | 1,315,090 | — | D | 0 | I | By Privet Fund LP |
| Common StockF2,F4 | May 25, 2018 | J | 1,315,090 | — | A | 1,315,090 | I | By Hardinge Holdings, LLC |
| Common StockF3,F4 | May 25, 2018 | D | 57,098 | $18.50 | D | 0 | I | By Privet Fund Management LLC |
| Common Stock | holding | — | — | — | 1,632 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred to Hardinge Holdings, LLC pursuant to a certain Agreement and Plan of Merger, dated as of February 12, 2018, by and among Hardinge Holdings, LLC, Hardinge Merger Sub, Inc., and Hardinge Inc. (hereinafter referred to as the "Merger Agreement").
- F2Shares transferred from Privet Fund LP pursuant to the Merger Agreement.
- F3Shares disposed of for cash consideration pursuant to the Merger Agreement.
- F4The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not constitute an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose.