SEC Form 4 · accession 0000313716-17-000001
HARDINGE INC · HDNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Tony Tripeny
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000313716
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitF2,F1 | — | Jan 3, 2017 | A | 2,369 | A | — | — | Common Stock | 2,369 | 12,440 | D |
Explanation of responses
- F1Each stock unit is the economic equivalent of one (1) share of Hardinge Inc. common stock. The stock units become payable in common stock, at the election of the reporting person, upon the reporting person's separation from service as a director.
- F2Includes 48.59 stock units which accrued when and as dividends were paid on Hardinge Inc. common stock during 2016. The accrual of each such stock unit is equivalent to the acquisition of one (1) share of Hardinge Inc. common stock under the Hardinge Inc. Dividend Reinvestment Plan.