SEC Form 4 · accession 0000313616-16-000157
DANAHER CORP /DE/ · DHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Lico
Officer — Executive Vice President
Period of report
Feb 29, 2016
Accepted (ET)
Mar 1, 2016 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000313616
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 29, 2016 | M | 45,360 | $37.07 | A | 186,878 | D | |
| Common StockF2 | Feb 29, 2016 | S | 45,360 | $89.316 | D | 141,517 | D | |
| Common Stock | Feb 29, 2016 | M | 14,640 | $37.75 | A | 156,158 | D | |
| Common StockF3 | Feb 29, 2016 | S | 14,640 | $89.001 | D | 141,517 | D | |
| Common Stock | holding | — | — | — | 10,084 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F4 | $37.07 | Feb 29, 2016 | M | 45,360 | D | — | Feb 22, 2017 | Common Stock | 45,360 | 0 | D |
| Employee stock option (right to buy)F5 | $37.75 | Feb 29, 2016 | M | 14,640 | D | — | Feb 20, 2018 | Common Stock | 14,640 | 94,640 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.54, inclusive. The reporting person undertakes to provide to Danaher Corporation, any securityholder of Danaher Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.61 to $89.23, inclusive.
- F4One-half of the reported stock options became exercisable on each of the fourth and fifth anniversaries of the grant date, which was February 22, 2007.
- F5One-half of the reported stock options became exercisable on each of the fourth and fifth anniversaries of the grant date, which was February 20, 2008.