SEC Form 4 · accession 0001209191-16-150651
ECHELON CORP · ELON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Finocchio
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031347
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | P | 700 | $4.2533 | A | 7,200 | I | See footnote |
| Common Stock | Nov 14, 2016 | P | 900 | $4.2356 | A | 8,100 | I | See footnote |
| Common StockF1 | Nov 15, 2016 | P | 5,000 | $4.40 | A | 13,100 | I | See footnote |
| Common StockF1 | Nov 15, 2016 | P | 3,400 | $4.38 | A | 16,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Robert J. and Susan H. Finocchio Family Trust dated January 9, 1990.