SEC Form 5 · accession 0001387131-16-007629
KEYCO BOND FUND INC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Purther
Officer — Secretary · Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 31, 2016 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000313180
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $2.04 par valueF1,F2 | Jun 22, 2016 | L | 5 | $1,100.00 | A | 247 | I | By Trust |
| Common Stock, $2.04 par valueF3 | holding | — | — | — | 149 | I | By Keywell Partners LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 5, 2015, Keyco Bond Fund, Inc. implemented a 1 for 102 reverse stock split for its common stock. Par value for the common stock was increased by a proportionate amount.
- F2These shares are owned by the Living Trust of Thomas E. Purther u/a/d August 22, 1985 of which Mr. Purther is the beneficiary. Prior to the reverse stock split, the trust owned 24,715 shares which were converted to 242 shares after the reverse stock split.
- F3These shares are held by Keywell Partners, LLC, a limited liability company of which Mr. Purther is a managing member. Mr. Purther disclaims beneficial ownership in these shares except to the extent of his pecuniary interest therein. Prior to the reverse stock split the LLC owned 15,200 shares which were converted to 149 shares after the reverse stock split.