SEC Form 4 · accession 0001144204-15-065103
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Moses Marx
10% Owner
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2015 | J | 400 | $13.67 | A | 77,900 | I | By 111 John Realty Corp. |
| Common StockF1 | Nov 12, 2015 | J | 7,100 | $13.67 | A | 85,000 | I | By 111 John Realty Corp. |
| Common Stock | holding | — | — | — | 246,574 | D | ||
| Common StockF2 | holding | — | — | — | 1,504,450 | I | By United Equities Commodities Company | |
| Common StockF3 | holding | — | — | — | 6,031 | I | By Marneu Holding Company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person and his spouse jointly hold a 50% interest in 111 John Realty Corp. The number of securities beneficially owned differs from the number that would be reported in a Schedule 13D inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
- F2The reporting person is a 99% general partner of United Equities Commodities Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
- F3The reporting person is a direct and indirect 75% holder of Marneu Holding Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.