SEC Form 4 · accession 0001144204-15-013405

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Feb 26, 2015

Accepted (ET)

Mar 2, 2015 · 5:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 26, 2015	J	24,289	—	A	246,574	D
Common Stock^F1,F3	Feb 26, 2015	J	17,060	—	A	1,503,460	I	By United Equities Commodities Company
Common Stock^F1,F4	Feb 26, 2015	J	594	—	A	6,031	I	By Marneu Holding Company
Common Stock^F2	holding	—	—		—	47,500	I	By 111 John Realty Corp.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
125% Warrants^F1	$14.93	Feb 26, 2015	J	8,478	A	Feb 26, 2015	Sep 3, 2018	Common Stock	8,478	85,720	D
135% Warrants^F1	$16.12	Feb 26, 2015	J	8,478	A	Feb 26, 2015	Sep 3, 2018	Common Stock	8,478	85,720	D
125% Warrants^F1,F3	$14.93	Feb 26, 2015	J	5,954	A	Feb 26, 2015	Sep 3, 2018	Common Stock	5,954	60,205	I
135% Warrants^F1,F3	$16.12	Feb 26, 2015	J	5,954	A	Feb 26, 2015	Sep 3, 2018	Common Stock	5,954	60,205	I
125% Warrants^F1,F4	$14.93	Feb 26, 2015	J	207	A	Feb 26, 2015	Sep 3, 2018	Common Stock	207	2,096	I
135% Warrants^F1,F4	$14.93	Feb 26, 2015	J	207	A	Feb 26, 2015	Sep 3, 2018	Common Stock	207	2,096	I

F1Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to the Issuer, including Moses Marx, United Equities Commodities Company and Marneu Holding Company, were issued shares of Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims.
F2The reporting person and his spouse jointly hold a 50% interest in 111 John Realty Corp. The number of securities beneficially owned differs from the number that would be reported in a Schedule 13D inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
F3The reporting person is a 99% general partner of United Equities Commodities Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.
F4The reporting person is a direct and indirect 75% holder of Marneu Holding Company. The number of securities beneficially owned differs from the number reported in Schedule 13D filed by the reporting person inasmuch as the reporting person has a pecuniary interest in fewer than all securities held by this entity.