SEC Form 4/A · accession 0000899243-15-009096
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Stephen A Schwarzman
10% Owner
Blackstone Group L.P.
10% Owner
Blackstone Group Management L.L.C.
10% Owner
GSO Advisor Holdings L.L.C.
10% Owner
Blackstone Holdings I L.P.
10% Owner
Blackstone Holdings I/II GP Inc
10% Owner
Period of report
Nov 2, 2015
Accepted (ET)
Dec 1, 2015 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F7,F12,F13,F14,F15 | Nov 2, 2015 | P | 13,095 | $12.3701 | A | 230,966 | I | See Footnotes |
| Common StockF1,F7,F12,F13,F14,F15 | Nov 3, 2015 | P | 26,189 | $12.7232 | A | 257,155 | I | See Footnotes |
| Common StockF1,F7,F12,F13,F14,F15 | Nov 4, 2015 | P | 15,714 | $13.7884 | A | 272,869 | I | See Footnotes |
| Common StockF2,F7,F12,F13,F14,F15 | Nov 2, 2015 | P | 36,905 | $12.3701 | A | 167,672 | I | See Footnotes |
| Common StockF2,F7,F12,F13,F14,F15 | Nov 3, 2015 | P | 73,811 | $12.7232 | A | 241,483 | I | See Footnotes |
| Common StockF2,F7,F12,F13,F14,F15 | Nov 4, 2015 | P | 44,286 | $13.7884 | A | 285,769 | I | See Footnotes |
| Common StockF3,F7,F12,F13,F14,F15 | holding | — | — | — | 3,145,099 | I | See Footnotes | |
| Common StockF4,F7,F12,F13,F14,F15 | holding | — | — | — | 2,958,768 | I | See Footnotes | |
| Common StockF5,F12,F13,F14 | holding | — | — | — | 986,236 | I | See Footnotes | |
| Common StockF6,F12,F13,F14,F15 | holding | — | — | — | 1,226,470 | I | See Footnotes | |
| Common StockF8,F11,F13,F14,F15 | holding | — | — | — | 48,006 | I | See Footnotes | |
| Common StockF9,F11,F13,F14,F15 | holding | — | — | — | 13,853 | I | See Footnotes | |
| Common StockF10,F11,F13,F14,F15 | holding | — | — | — | 1,846 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1GSO Cactus Credit Opportunities Fund LP directly holds these securities.
- F10FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds").
- F11FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds.
- F12Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds.
- F13Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- F14Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
- F15Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2GSO Credit Alpha Trading (Cayman) LP directly holds these securities.
- F3GSO Special Situations Fund LP directly holds these securities.
- F4GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd.
- F5GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC.
- F6GSO Credit-A Partners LP directly holds these securities (together with GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC.
- F7GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP.
- F8FS Investment Corporation directly holds these shares of Common Stock.
- F9Locust Street Funding LLC directly holds these shares of Common Stock.
Remarks
This Amendment amends and restates the Form 4 filed by the Reporting Persons on November 4, 2015 to correct the information reported relating to the trades on November 2, 2015 that was incorrect due to administrative error.