SEC Form 4 · accession 0000899243-15-003252

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Aug 13, 2015

Accepted (ET)

Aug 17, 2015 · 4:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3,F4	Aug 13, 2015	P	494,083	$14.71	A	677,792	D
Common Stock^F1,F2,F3,F4	Aug 13, 2015	P	494,083	$14.71	A	677,792	I	Notes

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
125% Warrants^F1,F2,F3,F4	$14.93	Aug 13, 2015	P	33,628	A	Sep 3, 2013	Sep 3, 2018	Common Stock	33,628	39,932	D
135% Warrants^F1,F2,F3,F4	$16.12	Aug 13, 2015	P	33,628	A	Sep 3, 2013	Sep 3, 2018	Common Stock	33,628	39,932	D
125% Warrants^F1,F2,F3,F4	$14.93	Aug 13, 2015	P	33,628	A	Sep 3, 2013	Sep 3, 2018	Common Stock	33,628	39,932	I
135% Warrants^F1,F2,F3,F4	$16.12	Aug 13, 2015	P	33,628	A	Sep 3, 2013	Sep 3, 2018	Common Stock	33,628	39,932	I

F1The filing of this Form 4 shall not be construed as an admission that BlueMountain Montenvers Holdings, LLC ("BMMH") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of (i) the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"), (ii) any warrants to purchase shares of Common Stock at an exercise price of $14.93 (the "125% Warrants") or (iii) any warrants to purchase shares of Common Stock at an exercise price of $16.12 (the "135% Warrants"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMMH disclaims such beneficial ownership, except to the extent of its pecuniary interest.
F2BlueMountain Capital Management, LLC ("BMCM") is the investment manager of BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMMMF"), and in that capacity directs the voting and disposition of securities held by BMMMF and receives an asset-based fee with respect to BMMMF's investment activities. BMMH holds shares in BMMMF pursuant to which it receives a performance based allocation.
F3On August 13, 2015, BMMMF acquired 494,083 shares of Common Stock, 33,628 125% Warrants and 33,628 135% Warrants from BlueMountain Long/Short Credit Master Fund L.P. ("BMLSC"), a private fund for which BMCM also acts as investment manager.
F4The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act.