SEC Form 4 · accession 0000891839-18-000119
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy Vandagriff
Officer — Vice President
Period of report
Dec 15, 2018
Accepted (ET)
Dec 18, 2018 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01F1 | Dec 15, 2018 | M | 1,058 | $0.00 | A | 4,044 | D | |
| Common Stock, par value $.01F2 | Dec 15, 2018 | F | 319 | $2.84 | D | 3,725 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Dec 15, 2018 | M | 1,058 | D | — | Dec 15, 2018 | Common Stock, par value $.01 | 1,058 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | Sep 3, 2021 | Common Stock, par value $.01 | 19,231 | 19,231 | D |
| Stock Option (Right to Buy)F4 | $20.25 | holding | — | — | — | — | Dec 14, 2021 | Common Stock, par value $.01 | 11,597 | 11,597 | D |
| Stock Option (Right to Buy)F5 | $12.63 | holding | — | — | — | — | Dec 14, 2022 | Common Stock, par value $.01 | 7,921 | 7,921 | D |
| Stock Option (Right to Buy)F6 | $12.50 | holding | — | — | — | — | Sep 13, 2024 | Common Stock, par value $.01 | 152,285 | 152,285 | D |
| Stock Option (Right to Buy)F7 | $3.90 | holding | — | — | — | — | Dec 3, 2025 | Common Stock, par value $.01 | 30,488 | 30,488 | D |
Explanation of responses
- F1These restricted stock units convert into common stock on a one-for-one basis.
- F2Shares withheld to cover withholding obligations upon vesting of restricted stock units.
- F3These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.
- F4This option vests one-third on each of the first three anniversaries of the 12/15/2014 grant date.
- F5This option vests one-third on each of the first three anniversaries of the 12/15/2015 grant date.
- F6This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
- F7This option vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.