SEC Form 4 · accession 0000891839-18-000114

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Vice President

Period of report

Dec 4, 2018

Accepted (ET)

Dec 7, 2018 · 4:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01	holding	—	—		—	2,986	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2	$0.00	Dec 4, 2018	A	19,231	A	—	Sep 3, 2021	Common Stock, par value $.01	19,231	19,231	D
Stock Option (Right to Buy)^F6	$3.90	Dec 4, 2018	A	30,488	A	—	Dec 3, 2025	Common Stock, par value $.01	30,488	30,488	D
Restricted Stock Units^F1	$0.00	holding	—	—	—	—	Dec 15, 2018	Common Stock, par value $.01	1,058	1,058	D
Stock Option (Right to Buy)^F3	$20.25	holding	—	—	—	—	Dec 14, 2021	Common Stock, par value $.01	11,597	11,597	D
Stock Option (Right to Buy)^F4	$12.63	holding	—	—	—	—	Dec 14, 2022	Common Stock, par value $.01	7,921	7,921	D
Stock Option (Right to Buy)^F5	$12.50	holding	—	—	—	—	Sep 13, 2024	Common Stock, par value $.01	152,285	152,285	D

F1These restricted stock units, which convert into common stock on a one-for-one basis, vest one-half on each of the second and third anniversary of the 12/15/2015 grant date.
F2These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.
F3This option vests one-third on each of the first three anniversaries of the 12/15/2014 grant date.
F4This option vests one-third on each of the first three anniversaries of the 12/15/2015 grant date.
F5This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.
F6This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on 9/3/2019 and one-third on each of the first two anniversaries of such date.