SEC Form 4 · accession 0000891839-17-000146

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Dec 15, 2017

Accepted (ET)

Dec 19, 2017 · 4:37 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, par value $.01^F1	Dec 15, 2017	M	1,400	$0.00	A	4,024	D
Common Stock, par value $.01^F2	Dec 15, 2017	F	464	$3.35	D	3,560	D
Common Stock, par value $.01^F1	Dec 15, 2017	M	1,055	$0.00	A	4,615	D
Common Stock, par value $.01^F2	Dec 15, 2017	F	350	$3.35	D	4,265	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	$0.00	Dec 15, 2017	M	1,400	D	—	Dec 15, 2017	Common Stock, par value $.01	1,400	0	D
Restricted Stock Units^F3	$0.00	Dec 15, 2017	M	1,055	D	—	Dec 15, 2018	Common Stock, par value $.01	1,055	1,058	D
Stock Option (Right to Buy)^F4	$20.25	holding	—	—	—	—	Dec 14, 2021	Common Stock, par value $.01	11,597	11,597	D
Stock Option (Right to Buy)^F5	$12.63	holding	—	—	—	—	Dec 14, 2022	Common Stock, par value $.01	7,921	7,921	D
Stock Option (Right to Buy)^F6	$12.50	holding	—	—	—	—	Sep 13, 2024	Common Stock, par value $.01	152,285	152,285	D

F1These restricted stock units convert into common stock on a one-for-one basis.
F2Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3These restricted stock units, which convert into common stock on a one-for-one basis, vest one-half on each of the second and third anniversary of the 12/15/2015 grant date.
F4This option vests one-third on each of the first three anniversaries of the 12/15/2014 grant date.
F5This option vests one-third on each of the first three anniversaries of the 12/15/2015 grant date.
F6This option vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.