SEC Form 4 · accession 0000891839-17-000132

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Sep 14, 2017

Accepted (ET)

Sep 18, 2017 · 4:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01	holding	—	—		—	2,624	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F5	$12.50	Sep 14, 2017	A	152,285	A	—	Sep 13, 2024	Common Stock, par value $.01	152,285	152,285	D
Restricted Stock Units^F1	$0.00	holding	—	—	—	—	Dec 15, 2017	Common Stock, par value $.01	1,400	1,400	D
Restricted Stock Units^F2	$0.00	holding	—	—	—	—	Dec 15, 2018	Common Stock, par value $.01	2,112	2,112	D
Stock Option (Right to Buy)^F3	$20.25	holding	—	—	—	—	Dec 14, 2021	Common Stock, par value $.01	11,597	11,597	D
Stock Option (Right to Buy)^F4	$12.63	holding	—	—	—	—	Dec 14, 2022	Common Stock, par value $.01	7,921	7,921	D

F1These restricted stock units, which convert into common stock on a one-for-one basis, vest on 12/15/2017.
F2These restricted stock units, which convert into common stock on a one-for-one basis, vest one-half on each of the second and third anniversary of the 12/15/2015 grant date.
F3This option vests one-third on each of the first three anniversaries of the 12/15/2014 grant date.
F4This option vests one-third on each of the first three anniversaries of the 12/15/2015 grant date.
F5This option was granted under the Company's 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and vests one-third on each of the first three anniversaries of the 9/14/2017 grant date.