SEC Form 4 · accession 0000891839-17-000113

EASTMAN KODAK CO · KODK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 16, 2017

Accepted (ET)

Aug 17, 2017 · 4:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000031235

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01	Aug 16, 2017	P	5,000	$7.40	A	15,000	D
Common Stock, par value $.01^F1	holding	—	—		—	960,000	I	See footnote.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series A Covertible Preferred Stock^F1,F2	$17.40	holding	—	—	—	—	—	Common Stock, par value $.01	574,710	100,000	I

F1These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F2The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date.