SEC Form 4 · accession 0000891839-17-000066
EASTMAN KODAK CO · KODK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy Vandagriff
Officer — Vice President
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000031235
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 | May 12, 2017 | S | 830 | $9.82 | D | 3,024 | D | |
| Common Stock, par value $.01 | May 12, 2017 | S | 400 | $9.83 | D | 2,624 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | — | Dec 15, 2017 | Common Stock, par value $.01 | 1,400 | 1,400 | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | — | Dec 15, 2018 | Common Stock, par value $.01 | 2,112 | 2,112 | D |
| Stock Option (Right to Buy)F3 | $20.25 | holding | — | — | — | — | Dec 14, 2021 | Common Stock, par value $.01 | 11,597 | 11,597 | D |
| Stock Option (Right to Buy)F4 | $12.63 | holding | — | — | — | — | Dec 14, 2022 | Common Stock, par value $.01 | 7,921 | 7,921 | D |
Explanation of responses
- F1These restricted stock units, which convert into common stock on a one-for-one basis, vest on 12/15/2017.
- F2These restricted stock units, which convert into common stock on a one-for-one basis, vest one-half on each of the second and third anniversary of the 12/15/2015 grant date.
- F3This option vests one-third on each of the first three anniversaries of the 12/15/2014 grant date.
- F4This option vests one-third on each of the first three anniversaries of the 12/15/2015 grant date.